EvidenceSheet

APRA CPS 234: the evidence behind every control

24 controls. For each, the artefacts auditors ask for, which ones a system already holds, and the first move to stop evidencing it by periodic review.

Roles and Responsibilities

CPS 234 para 13Board Responsibility for Information Security hardCPS 234 para 14Definition of Information Security Roles and Responsibilities hard

Information Security Capability

CPS 234 para 15Information Security Capability hardCPS 234 para 17Active Maintenance of Capability Against Change moderate

Third Party Arrangements

CPS 234 para 16Assessment of Related Party and Third Party Capability hardCPS 234 para 22Evaluation of Third Party Control Design hardCPS 234 para 28Assessment of Reliance on Third Party Control Testing hard

Policy Framework

CPS 234 para 18Information Security Policy Framework moderateCPS 234 para 19Policy Direction to All Responsible Parties hard

Information Asset Identification and Classification

CPS 234 para 20Information Asset Classification hard

Implementation of Controls

CPS 234 para 21Implementation of Information Security Controls hardCPS 234 para 23Detection and Response Mechanisms easy

Incident Management

CPS 234 para 24Information Security Response Plans hardCPS 234 para 25Response Plan Content and Escalation Mechanisms hardCPS 234 para 26Annual Review and Testing of Response Plans hard

Testing Control Effectiveness

CPS 234 para 27Systematic Control Testing Program hardCPS 234 para 29Escalation of Unremediated Testing Deficiencies hardCPS 234 para 30Independence and Skill of Testing Personnel hardCPS 234 para 31Annual Review of Testing Program Sufficiency hard

Internal Audit

CPS 234 para 32Internal Audit Review of Information Security Controls hardCPS 234 para 33Skill of Personnel Providing Control Assurance hardCPS 234 para 34Internal Audit Assessment of Third Party Control Assurance hard

APRA Notification

CPS 234 para 35APRA Notification of Material Incidents within 72 Hours hardCPS 234 para 36APRA Notification of Material Control Weakness within 10 Business Days hard