CPS 234 para 33 Skill of Personnel Providing Control Assurance
The entity must ensure that information security control assurance is provided by personnel who are appropriately skilled in providing that assurance.
3
artefacts
0
held by a system
3
at each review
hard
to go live
Policy repository / GRC workspace
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- Qualifications and experience records for assurance providers · Policy repository / GRC workspace
- Training and competency evidence · HR system / LMS
- Co sourcing or specialist engagement records where in house skill is absent · Policy repository / GRC workspace
governing documentDocuments that govern the control
none for this control
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- General auditors assuring specialist security controls
- Competency assumed and never evidenced
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetCPS 234 para 32 Internal Audit Review of Information Security Controls · CPS 234 para 34 Internal Audit Assessment of Third Party Control Assurance