EvidenceSheet

P5.1 Personal information is accessed only by authorized personnel

Grants identified and authenticated data subjects the ability to access their stored personal information for review and, upon request, provides physical or electronic copies of that information to data subjects to meet .

5
artefacts
0
held by a system
4
at each review
hard
to go live
Data governance / DLP tooling
where the evidence lives
teal = a system already holds it · olive = produced at each review

system holds itEvidence a system already holds

none for this control

periodic reviewEvidence produced at each review

  • Evidence of identification and authentication of the data subject before information is released · Identity provider / directory
  • Records of requests received in the period, with the date received, the date responded and the content provided · Data governance / DLP tooling
  • Evidence the response covers all systems holding the individual's personal information, not only the primary one · Data governance / DLP tooling
  • Evidence of the handling of requests that are denied, including the reason and its communication to the data subject · Data governance / DLP tooling

governing documentDocuments that govern the control

  • The process for receiving and responding to data subject access requests, including timescales · Policy repository / GRC workspace

First move

This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.

Common gaps auditors find

Do this for your whole sheet

Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.

Build my evidence sheet

P4.3 Personal information is securely disposed of · P5.2 Corrections to personal information are processed timely