EvidenceSheet
NIST SP 800-53 Rev 5 · SR - Supply Chain Risk Management

SR-11 Component Authenticity

a. Develop and implement anti-counterfeit policy and procedures that include the means to detect and prevent counterfeit components from entering the system; and b. Report counterfeit system components to Selection (one or more): source of counterfeit component; [organization-defined external reporting organizations; organization-defined personnel or roles].

Source: NIST SP 800-53 Rev 5, SR-11. The statement above is our statement of the clause, read from the published text and cited so you can check it against the official text, not the instrument verbatim. Open NIST SP 800-53 Rev 5 in the compliance library.

Base controls and their enhancements. Which apply follows the baseline you are assessed against (for example FedRAMP Moderate or High, or the low, moderate and high baselines of SP 800-53B). Text in square brackets is a parameter your organisation sets.

10
artefacts
0
held by a system
1
at each review
hard
to go live
Policy repository / GRC workspace
where the evidence lives
teal = a system already holds it · olive = produced at each review. To go live: easy when half or more of the artefacts are already held by a system, moderate from a quarter to a half, hard below a quarter.

These are the artefacts auditors commonly ask for on this requirement, our guidance rather than text from the standard. Your assessor decides what is sufficient in your context, and asks for samples across the period when a report covers one.

system holds itEvidence a system already holds

none for this control

periodic reviewEvidence produced at each review

  • Test of Organizational processes for counterfeit prevention, detection, and reporting; mechanisms supporting and/or implementing anti-counterfeit detection, prevention, and reporting · Document repository

governing documentDocuments that govern the control

  • Supply chain risk management policy and procedures · Policy repository / GRC workspace
  • Supply chain risk management plan · Policy repository / GRC workspace
  • System and services acquisition policy · Policy repository / GRC workspace
  • Anti-counterfeit plan · Policy repository / GRC workspace
  • Anti-counterfeit policy and procedures · Policy repository / GRC workspace
  • Media disposal policy · Policy repository / GRC workspace
  • Media protection policy · Policy repository / GRC workspace
  • Incident response policy · Policy repository / GRC workspace
  • Reports notifying developers, manufacturers, vendors, contractors, and/or external reporting organizations of counterfeit system components · Vendor register / contract repository

First move

No system holds this evidence for you: it is people and documents. Reminders and routing to the owner still save time. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date.

Common gaps auditors find

Do this for your whole sheet

Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.

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SR-10 Inspection of Systems or Components · SR-11(1) Component Authenticity | Anti-counterfeit Training