EvidenceSheet
NIST SP 800-53 Rev 5 · CA - Assessment, Authorization, and Monitoring

CA-5 Plan of Action and Milestones

a. Develop a plan of action and milestones for the system to document the planned remediation actions of the organization to correct weaknesses or deficiencies noted during the assessment of the controls and to reduce or eliminate known vulnerabilities in the system; and b. Update existing plan of action and milestones organization-defined frequency based on the findings from control assessments, independent audits or reviews, and continuous monitoring activities.

Source: NIST SP 800-53 Rev 5, CA-5. The statement above is our statement of the clause, read from the published text and cited so you can check it against the official text, not the instrument verbatim. Open NIST SP 800-53 Rev 5 in the compliance library.

Base controls and their enhancements. Which apply follows the baseline you are assessed against (for example FedRAMP Moderate or High, or the low, moderate and high baselines of SP 800-53B). Text in square brackets is a parameter your organisation sets.

9
artefacts
0
held by a system
3
at each review
hard
to go live
Policy repository / GRC workspace
where the evidence lives
teal = a system already holds it · olive = produced at each review. To go live: easy when half or more of the artefacts are already held by a system, moderate from a quarter to a half, hard below a quarter.

These are the artefacts auditors commonly ask for on this requirement, our guidance rather than text from the standard. Your assessor decides what is sufficient in your context, and asks for samples across the period when a report covers one.

system holds itEvidence a system already holds

none for this control

periodic reviewEvidence produced at each review

  • Control assessment report · SIEM / log platform
  • Control assessment evidence · SIEM / log platform
  • Test of Mechanisms for developing, implementing, and maintaining plan of action and milestones · SIEM / log platform

governing documentDocuments that govern the control

  • Assessment, authorization, and monitoring policy · Policy repository / GRC workspace
  • Procedures addressing plan of action and milestones · Policy repository / GRC workspace
  • Control assessment plan · Policy repository / GRC workspace
  • Plan of action and milestones · Policy repository / GRC workspace
  • System security plan · Policy repository / GRC workspace
  • Privacy plan · Policy repository / GRC workspace

First move

No system holds this evidence for you: it is people and documents. Reminders and routing to the owner still save time. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date.

Common gaps auditors find

Do this for your whole sheet

Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.

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CA-3(7) Information Exchange | Transitive Information Exchanges · CA-5(1) Plan of Action and Milestones | Automation Support for Accuracy and Currency