Art.29 Preliminary assessment of ICT concentration risk at entity level
When assessing ICT third-party arrangements supporting critical or important functions, financial entities shall assess ICT concentration risk, including the risks of contracting providers that are not easily substitutab
1
artefacts
0
held by a system
1
at each review
hard
to go live
Vendor register / contract repository
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- ICT concentration-risk assessment for critical/important-function arrangements · Vendor register / contract repository
governing documentDocuments that govern the control
none for this control
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- Concentration risk not assessed
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetArt.28 ICT third-party risk: general principles · Art.30 Key contractual provisions