Art.12 Backup policies and procedures, restoration and recovery
Financial entities shall develop and document backup policies and procedures, and restoration and recovery procedures and methods, ensuring backups can be restored with minimal disruption, with backup systems physically
2
artefacts
0
held by a system
1
at each review
hard
to go live
Policy repository / GRC workspace
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- Evidence of segregated backups and restoration tests · Backup / DR tooling
governing documentDocuments that govern the control
- Backup and restoration policies/procedures · Policy repository / GRC workspace
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- No tested backups
- Backups not segregated from source
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheet