Art.11 Response and recovery
Financial entities shall put in place an ICT business continuity policy and ICT response and recovery plans (including measures, procedures and arrangements) to ensure continuity of critical or important functions, quick
2
artefacts
0
held by a system
0
at each review
hard
to go live
Policy repository / GRC workspace
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
none for this control
governing documentDocuments that govern the control
- ICT business continuity policy + response/recovery plans · Policy repository / GRC workspace
- Records of plan testing · Policy repository / GRC workspace
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- No ICT continuity/response/recovery plans
- Plans untested
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetArt.10 Detection · Art.12 Backup policies and procedures, restoration and recovery