EvidenceSheet

5.3.2 Periodic and real-time scans or continuous behavioural analysis

The anti-malware solution or solutions must do at least one of the following: run periodic scans combined with real-time or active scans; or carry out continuous behavioural analysis of systems or processes. Scans should cover the whole file system, including disks, memory, start-up files and boot records, and commonly missed software such as mail servers, browsers and IM clients. Real-time scanning inspects a file whenever it is opened, closed, renamed or otherwise accessed. Applicability: applies to every entity in scope, with no special notes. Objective under the customized approach: malware is unable to finish executing.

Source: PCI DSS v4.0.1, 5.3.2. The statement above is our statement of the clause, read from the published text and cited so you can check it against the official text, not the instrument verbatim. Open PCI DSS v4.0.1 in the compliance library.

Version 4.0.1 is the active version; 4.0 has been retired. Appendix A1 applies only to multi-tenant service providers, A2 only to card-present POS POI terminals that still use SSL or early TLS, and A3 only when a payment brand or acquirer requires it. Which requirements apply to you follows your validation type.

4
artefacts
2
held by a system
2
at each review
easy
to go live
Vulnerability scanner / patch tooling
where the evidence lives
teal = a system already holds it · olive = produced at each review. To go live: easy when half or more of the artefacts are already held by a system, moderate from a quarter to a half, hard below a quarter.

These are the artefacts auditors commonly ask for on this requirement, our guidance rather than text from the standard. Your assessor decides what is sufficient in your context, and asks for samples across the period when a report covers one.

system holds itEvidence a system already holds

  • Policy configuration showing scheduled scans plus on-access scanning, or behavioural analysis, enabled · Vulnerability scanner / patch tooling
  • Scan history and results logs for the assessment period · Vulnerability scanner / patch tooling

periodic reviewEvidence produced at each review

  • Per-operating-system evidence that the chosen option is active on sampled hosts · Endpoint management (MDM / EDR)
  • Behavioural analysis detection records from the EDR console where that option is used · Endpoint management (MDM / EDR)

governing documentDocuments that govern the control

none for this control

First move

Automate the pull from your Vulnerability scanner / patch tooling. Scan schedule, findings and remediation age straight from the scanner; patch compliance from the patch console.

Common gaps auditors find

Do this for your whole sheet

Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.

Build my evidence sheet

5.3.1 Anti-malware kept current through automatic updates · 5.3.2.1 Targeted risk analysis sets malware scan frequency