EvidenceSheet

12.9.1 TPSP written acknowledgement of responsibility (SP)

Additional requirement for service providers: TPSPs acknowledge in writing to customers that they are responsible for the security of account data they possess or otherwise store, process, or transmit on behalf of the cu

5
artefacts
2
held by a system
1
at each review
moderate
to go live
SIEM / log platform
where the evidence lives
teal = a system already holds it · olive = produced at each review

system holds itEvidence a system already holds

  • Distribution log to customers · SIEM / log platform
  • Customer queries log · SIEM / log platform

periodic reviewEvidence produced at each review

  • Legal sign-off records · HR system / LMS

governing documentDocuments that govern the control

  • Standard customer acknowledgement letter or contract clause · HR system / LMS
  • Acknowledgement renewal schedule · HR system / LMS

First move

Start with the 2 of 5 artefacts that already live in a system (SIEM / log platform); keep the periodic reviews but log each one as a dated record with a named reviewer.

Common gaps auditors find

Do this for your whole sheet

Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.

Build my evidence sheet

12.8.5 Responsibility matrix with TPSPs · 12.9.2 TPSP supports customer requests for compliance info (SP)