12.6.3 Security awareness training on hire and annually with acknowledgment
Personnel must be trained in security awareness when hired, then again at least every 12 months; also, the program must use more than one way of communicating; and personnel must confirm (at least every 12 months) having read the security policy and procedures and grasped them. The guidance lists example methods (posters, letters, online or classroom sessions, team meetings, incentives) and notes acknowledgments can be written or electronic. Customized approach objective: personnel stay current on the threat landscape and their control responsibilities and can reach help and guidance when needed.
Source: PCI DSS v4.0.1, 12.6.3. The statement above is our statement of the clause, read from the published text and cited so you can check it against the official text, not the instrument verbatim. Open PCI DSS v4.0.1 in the compliance library.
Version 4.0.1 is the active version; 4.0 has been retired. Appendix A1 applies only to multi-tenant service providers, A2 only to card-present POS POI terminals that still use SSL or early TLS, and A3 only when a payment brand or acquirer requires it. Which requirements apply to you follows your validation type.
These are the artefacts auditors commonly ask for on this requirement, our guidance rather than text from the standard. Your assessor decides what is sufficient in your context, and asks for samples across the period when a report covers one.
system holds itEvidence a system already holds
- LMS completion report showing new-hire and annual training · HR system / LMS
periodic reviewEvidence produced at each review
- Annual policy acknowledgment records per person · HR system / LMS
- Samples of different communication channels (posters, emails, sessions) · HR system / LMS
governing documentDocuments that govern the control
- Onboarding checklist including security training · HR system / LMS
First move
Common gaps auditors find
- New hires start work before completing awareness training
- Acknowledgments collected at hire only and never renewed
- Program relies on a single e-learning module only
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheet12.6.2 Awareness program reviewed annually and updated · 12.6.3.1 Awareness training covers phishing and social engineering