MN-2.3 Procedures are followed to respond to and recover from a previously unknown risk when it is identified
Procedures are followed to respond to and recover from a previously unknown risk when it is identified. A followed procedure exists for risks that were not anticipated, covering response and recovery, and it has been use
4
artefacts
0
held by a system
1
at each review
hard
to go live
Policy repository / GRC workspace
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- Post-event review and the changes it produced · Policy repository / GRC workspace
governing documentDocuments that govern the control
- The documented procedure for responding to and recovering from previously unknown risks · Policy repository / GRC workspace
- Records of the procedure being followed for an actual or exercised event · Policy repository / GRC workspace
- The route by which a previously unknown risk is escalated · Policy repository / GRC workspace
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- Procedure written for known incident types only
- Never exercised, so recovery capability is untested
- Escalation route defined but not known to the operators who would use it
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetMN-2.2 Mechanisms are in place and applied to sustain the value of deployed AI systems · MN-2.4 Mechanisms are in place and applied, and responsibilities are assigned and understood, to supersede, disengage, or deactivate AI systems that demonstrate performance or outcomes inconsistent with intended use