EvidenceSheet

GV-1.6 Mechanisms are in place to inventory AI systems and are resourced according to organizational risk priorities

Mechanisms are in place to inventory AI systems and are resourced according to organizational risk priorities. A maintained inventory identifies the AI systems and models in use, and the resource given to maintaining it

4
artefacts
0
held by a system
1
at each review
hard
to go live
Policy repository / GRC workspace
where the evidence lives
teal = a system already holds it · olive = produced at each review

system holds itEvidence a system already holds

none for this control

periodic reviewEvidence produced at each review

  • Evidence of periodic reconciliation between the inventory and systems actually in production · Policy repository / GRC workspace

governing documentDocuments that govern the control

  • The AI system and model inventory with the fields it captures per entry · Policy repository / GRC workspace
  • The intake process that causes a new system or model to be added · Document repository
  • Named owner and resourcing for inventory maintenance · Policy repository / GRC workspace

First move

This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.

Common gaps auditors find

Do this for your whole sheet

Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.

Build my evidence sheet

GV-1.5 Ongoing monitoring and periodic review of the risk management process and its outcomes are planned, organizational roles and responsibilities are clearly defined, including determining the frequency of periodic review · GV-1.7 Processes and procedures are in place for decommissioning and phasing out of AI systems safely and in a manner that does not increase risks or decrease the organization's trustworthiness