SR-3 Supply chain controls and processes
Requires processes that find and deal with weaknesses in the supply chain elements behind the defined system or component, worked in coordination with the defined supply chain personnel, organization-defined controls to
4
artefacts
0
held by a system
3
at each review
hard
to go live
Document repository
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- Record of supply chain controls selected and where they are documented · Document repository
- Evidence of coordination with the defined supply chain personnel · Document repository
- Findings from supply chain reviews and the actions taken · Document repository
governing documentDocuments that govern the control
- Documented process for identifying and addressing supply chain weaknesses · Document repository
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- Weaknesses identified in assessment but no controls selected in response
- Supply chain work performed by security with no involvement from procurement or logistics
- Controls chosen but never recorded in the plans, so they are not maintained
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetSR-2 Supply chain risk management plan · SR-4 Provenance. Document, monitor, and maintain valid provenance of the following systems, system components, and associated data: [organization-defined]