EvidenceSheet
NIST SP 800-53 Rev 5 · IA - Identification and Authentication

IA-4(4) Identifier Management | Identify User Status

Manage individual identifiers by uniquely identifying each individual as organization-defined characteristic identifying individual status.

Source: NIST SP 800-53 Rev 5, IA-4(4). The statement above is our statement of the clause, read from the published text and cited so you can check it against the official text, not the instrument verbatim. Open NIST SP 800-53 Rev 5 in the compliance library.

Base controls and their enhancements. Which apply follows the baseline you are assessed against (for example FedRAMP Moderate or High, or the low, moderate and high baselines of SP 800-53B). Text in square brackets is a parameter your organisation sets.

6
artefacts
0
held by a system
1
at each review
hard
to go live
Policy repository / GRC workspace
where the evidence lives
teal = a system already holds it · olive = produced at each review. To go live: easy when half or more of the artefacts are already held by a system, moderate from a quarter to a half, hard below a quarter.

These are the artefacts auditors commonly ask for on this requirement, our guidance rather than text from the standard. Your assessor decides what is sufficient in your context, and asks for samples across the period when a report covers one.

system holds itEvidence a system already holds

none for this control

periodic reviewEvidence produced at each review

  • Test of Mechanisms supporting and/or implementing identifier management · Identity provider / directory

governing documentDocuments that govern the control

  • Identification and authentication policy · Policy repository / GRC workspace
  • System security plan · Policy repository / GRC workspace
  • Procedures addressing identifier management · Policy repository / GRC workspace
  • Procedures addressing account management · Policy repository / GRC workspace
  • List of characteristics identifying individual status · Policy repository / GRC workspace

First move

No system holds this evidence for you: it is people and documents. Reminders and routing to the owner still save time. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date.

Common gaps auditors find

Do this for your whole sheet

Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.

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IA-4(1) Identifier Management | Prohibit Account Identifiers as Public Identifiers · IA-4(5) Identifier Management | Dynamic Management