03.11.01 Risk Assessment
Conduct risk assessments including likelihood and impact of unauthorized access, use, disclosure, disruption, modification, or destruction of system and CUI; update at defined frequency and when significant changes occur
3
artefacts
0
held by a system
1
at each review
hard
to go live
Policy repository / GRC workspace
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- Risk assessment report · Policy repository / GRC workspace
governing documentDocuments that govern the control
- Risk register · Policy repository / GRC workspace
- Methodology document · Document repository
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- RA not updated post major change
- no quantification of CUI risk
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheet03.10.08 Access Control for Transmission · 03.11.02 Vulnerability Monitoring and Scanning