EvidenceSheet

03.03.05 Audit Record Review, Analysis, and Reporting

Review and analyze audit records at defined frequency for indicators of inappropriate or unusual activity; report findings to designated personnel.

3
artefacts
1
held by a system
1
at each review
moderate
to go live
SIEM / log platform
where the evidence lives
teal = a system already holds it · olive = produced at each review

system holds itEvidence a system already holds

  • SOC analyst shift logs · SIEM / log platform

periodic reviewEvidence produced at each review

  • Monthly audit review reports · Policy repository / GRC workspace

governing documentDocuments that govern the control

  • Use case/detection library · Document repository

First move

Start with the 1 of 3 artefacts that already live in a system (SIEM / log platform); keep the periodic reviews but log each one as a dated record with a named reviewer.

Common gaps auditors find

Do this for your whole sheet

Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.

Build my evidence sheet

03.03.04 Response to Audit Logging Process Failures · 03.03.06 Audit Record Reduction and Report Generation