RA-3 Risk Assessment
Assesses supply chain risk across the enterprise, mission and system levels, and keeps it current.
4
artefacts
0
held by a system
2
at each review
hard
to go live
Document repository
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- Supply chain risk assessments at each level · Document repository
- Update evidence on change · Document repository
governing documentDocuments that govern the control
- Methodology covering supplier, component and process risk · Vendor register / contract repository
- Risk register entries with owners · Policy repository / GRC workspace
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- one assessment covering all suppliers equally
- assessment never repeated after supplier change
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetRA-2 Security Categorization · RA-5 Vulnerability Monitoring and Scanning