AU-3 Content of Audit Records
Requires audit records to identify which supplier, integrator or provider performed an action, not just which account.
3
artefacts
2
held by a system
0
at each review
easy
to go live
Document repository
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
- Sample records showing external party attribution · Document repository
- Field configuration · Cloud console / configuration management
periodic reviewEvidence produced at each review
none for this control
governing documentDocuments that govern the control
- Mapping from account to supplier organization · Policy repository / GRC workspace
First move
Automate the pull from your Document repository. Version-controlled document with owner, approval and review date as metadata.
Common gaps auditors find
- shared vendor accounts defeat attribution
- supplier organization not recorded anywhere in the log
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetAU-2 Event Logging · AU-6 Audit Review, Analysis, and Reporting