EvidenceSheet

5.32 Intellectual property rights

Requires appropriate procedures to be implemented to protect intellectual property rights.

5
artefacts
0
held by a system
4
at each review
hard
to go live
Document repository
where the evidence lives
teal = a system already holds it · olive = produced at each review

system holds itEvidence a system already holds

none for this control

periodic reviewEvidence produced at each review

  • Software licence records reconciled against installed and deployed software, including cloud subscriptions · Cloud console / configuration management
  • Evidence of controls preventing unlicensed installation, and detection where installation is possible · Document repository
  • Records covering open source use, including licence obligations attaching to components in developed software · Document repository
  • Awareness evidence showing personnel understand the restrictions on copying and reuse · HR system / LMS

governing documentDocuments that govern the control

  • The procedure protecting intellectual property rights, covering both third party rights and the organisation's own · Vendor register / contract repository

First move

This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.

Common gaps auditors find

Do this for your whole sheet

Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.

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5.31 Legal, statutory, regulatory and contractual requirements · 5.33 Protection of records