164.308(a)(1)(ii)(C) Sanction Policy (Required)
Apply appropriate sanctions against workforce members who fail to comply with security policies. NIST recommends graduated sanctions, HR coordination, and documentation of each sanction action.
4
artefacts
1
held by a system
0
at each review
moderate
to go live
SIEM / log platform
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
- Sanction case log · SIEM / log platform
periodic reviewEvidence produced at each review
none for this control
governing documentDocuments that govern the control
- Sanction policy with graduated tiers · Policy repository / GRC workspace
- HR acknowledgement of policy · HR system / LMS
- Examples of sanctions applied · Policy repository / GRC workspace
First move
Start with the 1 of 4 artefacts that already live in a system (SIEM / log platform); keep the periodic reviews but log each one as a dated record with a named reviewer.
Common gaps auditors find
- Policy exists but never enforced
- No record of sanctions applied
- Inconsistent application across departments
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheet164.308(a)(1)(ii)(B) Risk Management (Required) · 164.308(a)(1)(ii)(D) Information System Activity Review (Required)