Art.9 Protection and prevention
Financial entities shall continuously monitor and control the security and functioning of ICT systems and tools, and minimise ICT risk through appropriate ICT security policies, procedures, protocols and tools ensuring r
2
artefacts
0
held by a system
1
at each review
hard
to go live
Policy repository / GRC workspace
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- Evidence preserving CIA of data · Document repository
governing documentDocuments that govern the control
- ICT security policies and protective controls (access, encryption, configuration, network) · Policy repository / GRC workspace
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- Weak or absent protective controls
- No encryption/access management
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheet