Art.6 ICT risk management framework
Financial entities shall have a sound, comprehensive and well-documented ICT risk management framework as part of their overall risk management system, enabling them to address ICT risk quickly, efficiently and comprehen
2
artefacts
0
held by a system
1
at each review
hard
to go live
Document repository
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- Documented ICT risk management framework reviewed at least annually · Document repository
governing documentDocuments that govern the control
- ICT audit plan and reports · Policy repository / GRC workspace
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- No documented ICT risk framework
- Framework not reviewed/audited
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetArt.5 Governance and organisation · Art.7 ICT systems, protocols and tools