Art.27 Requirements for testers for the carrying out of TLPT
Financial entities shall use only testers for TLPT that meet requirements on suitability, reputation, technical and organisational capabilities, and (for external testers) certification and professional indemnity insuran
1
artefacts
0
held by a system
1
at each review
hard
to go live
Document repository
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- Evidence that TLPT testers meet the Article 27 suitability/insurance requirements · Document repository
governing documentDocuments that govern the control
none for this control
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- Using testers not meeting the requirements
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetArt.26 Advanced testing of ICT tools, systems and processes based on TLPT · Art.28 ICT third-party risk: general principles