A&A-06 Remediation
Track every audit finding on a risk-prioritised corrective action plan with named owners and due dates, and report remediation progress to the stakeholders accountable for closing it.
4
artefacts
0
held by a system
2
at each review
hard
to go live
Document repository
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- Closure evidence for findings marked complete · Document repository
- Records of due-date extensions and who approved them · Document repository
governing documentDocuments that govern the control
- The corrective action plan showing risk priority, owner and target date per finding · Policy repository / GRC workspace
- Status reports issued to accountable stakeholders · Document repository
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- Findings recorded but with no owner or no due date
- Overdue findings rolled forward silently without re-approval
- Closure claimed with no evidence that the underlying weakness was fixed
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetA&A-05 Audit Management Process · AIS-01 Application and Interface Security Policy and Procedures