AU.L2-3.3.9 Audit Management
Restrict the ability to manage audit logging functionality to a limited subset of privileged users, separate from general administrators.
3
artefacts
2
held by a system
1
at each review
easy
to go live
SIEM / log platform
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
- List of users authorized to manage audit logging · SIEM / log platform
- Configuration restricting audit management permissions · Identity provider / directory
periodic reviewEvidence produced at each review
- Evidence of separation from general system administration · Policy repository / GRC workspace
governing documentDocuments that govern the control
none for this control
First move
Automate the pull from your SIEM / log platform. Retention and alert rules exported from the SIEM; review evidence is the closed-alert record with reviewer and time.
Common gaps auditors find
- All administrators hold audit management rights
- Subset defined on paper but not enforced technically
- No review of who holds audit management privileges
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetAU.L2-3.3.8 Audit Protection · CA.L2-3.12.1 Security Control Assessment