AU.L2-3.3.6 Reduction & Reporting
Provide audit record reduction and report generation capability that supports analysis and reporting on demand.
3
artefacts
1
held by a system
2
at each review
moderate
to go live
Policy repository / GRC workspace
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
- Sample generated reports · Policy repository / GRC workspace
periodic reviewEvidence produced at each review
- Tooling providing search, filter and report generation over audit records · Policy repository / GRC workspace
- Evidence reduction does not alter original records · Policy repository / GRC workspace
governing documentDocuments that govern the control
none for this control
First move
Start with the 1 of 3 artefacts that already live in a system (Policy repository / GRC workspace); keep the periodic reviews but log each one as a dated record with a named reviewer.
Common gaps auditors find
- Raw logs only, with no practical analysis capability
- Reporting possible only through vendor support requests
- Reduction process modifies the source records
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetAU.L2-3.3.5 Audit Correlation · AU.L2-3.3.7 Time Stamps & Synchronization