AT.L2-3.2.1 Role-Based Risk Awareness
Make managers, system administrators and users aware of the security risks their activities create and of the policies, standards and procedures governing the systems they use.
3
artefacts
0
held by a system
1
at each review
hard
to go live
HR system / LMS
where the evidence lives
teal = a system already holds it · olive = produced at each review
system holds itEvidence a system already holds
none for this control
periodic reviewEvidence produced at each review
- Completion records by role including managers and administrators · Identity provider / directory
governing documentDocuments that govern the control
- Security awareness materials covering risks, policies and procedures · HR system / LMS
- Training schedule and refresher frequency · HR system / LMS
First move
This control is evidenced by people and documents, not systems. Put the document under version control with an owner and review date, and log each review as a record with reviewer and date. Do not try to automate it.
Common gaps auditors find
- Awareness aimed at general users only, omitting managers and administrators
- Completion not tracked to individuals
- Content generic and not tied to organizational policy
Do this for your whole sheet
Paste the rows you run your controls from and get this mapping for every control at once, with the periodic-review ones flagged and a first move per row. No account for the first run.
Build my evidence sheetAC.L2-3.1.22 Control Public Information · AT.L2-3.2.2 Role-Based Training